Academic Personnel Regents Communication Manual

The Bylaws of the Regents of the University of Michigan and certain Regental policies require that the Regents approve many types of academic personnel transactions. Regental approval is obtained by submission of a letter or memo to the Regents, usually from the dean to the Provost or chancellor. These letters are referred to as “Regents Communications.” Communication about Regental items must occur only after the Regents approve the appointment or project.

This guide describes when Regental approval is needed for an academic personnel transaction and how to prepare and submit a Regents Communication. It will provide you with many different examples of the most frequently submitted types of Regents Communications.

Please refer questions or comments you have about this guide to Academic Human Resources or call (734) 763-8938.

Which personnel actions need Regental approval?

The Regents must approve the following academic personnel (and related) actions:

  • Hiring, appointing, promoting or transferring an individual into a position with one of the following titles*:

    • Dean
    • Interim Dean
    • Assistant Dean
    • Associate Dean
    • Dean-Designate
    • Executive Associate Dean
    • Senior Associate Dean
    • Assistant Dean
    • President
    • Interim President
    • President Designate
    • Vice President
    • Executive Vice President
    • Deputy to the President
    • Associate Vice President
    • Assistant Vice President
    • Professor
    • Associate Professor
    • Provost
    • Associate Provost
    • Vice Provost
    • Assistant Provost
    • Chair
    • Interim Chair
    • Chancellor
    • Vice Chancellor
    • Assistant Vice Chancellor
    • Associate Vice Chancellor
    • General Counsel
    • Executive Directors
    • Chief of Clinical Affairs
    • Secretary of the University
    • Secretary to the Faculty
    • University Librarian
    • Chief Investment Officer
    • Chief Health Officer
    • Chief Financial Officer, UMHS
    • Chief Executive Officer, UMHHC
  • Promotions to associate professor and professor (outside of the annual promotion process in May) or promotion of academic administrative staff.
  • Transfer of tenure and titles.
  • Establishing, changing, or appointing an individual to a professorship.
  • Creating a new academic administrative position.
  • Leaves of absence beyond one year and/or extension of a leave of absence beyond one year.
  • When an action is an exception to a by law or policy regarding instructional appointments and the by law or policy requires Regental approval.
  • Establishing or changing titles of academic departments, institutes, centers and divisions also significant operational procedure changes (e.g., reorganization without a change in name).
  • Appointments of executive directors, directors, and chairs of the following units or departments:
    • Admissions
    • Astronomical Observatories
    • Athletics
    • Bentley Historical Library
    • Biological Station
    • Program in Biophysics
    • Program on Organizational Studies
    • Business Admin., Div. of Res.
    • Museum of Anthropology
    • Museum of Art
    • Museum of Paleontology
    • Museum of Zoology
    • Program in Linguistics
    • Division of Public Safety & Security
    • Registration (Registrar)
    • Residential College
    • Schools and Colleges
    • University Hospitals
    • University of Michigan Press
    • Center for the Study of Complex Systems
    • Michigan Institute for Clinical and Health Research
    • International Institute
    • Kelsey Muesum of Archaeology
    • Life Sciences Institute
    • Mental Health Research Institute
    • Military Officer Education (Air Force, Navy, Army)
    • Cardiovascular Center
    • Cancer Center
    • Depression Center
    • School of Kinesiology
    • Exhibit Museum
    • Geriatric Center
    • Health Services
    • Herbarium
    • Institute for Social Research
    • Joel D. Tauber Institute for Global Operations
    • Institute for the Humanities
    • William Clements Library

Required Documents for Submitting Communications

The following chart sets out what is required for each different type of personnel action. It lists both the Regents Communication and the accompanying documents which are required. It also describes what documents are needed to execute the appointment once it has been approved by the Regents. You can also download a printer-friendly PDF version.

What format should the communication have?

The communication should be free of spelling and typographical errors and be printed on plain white paper. The heading "THE UNIVERSITY OF MICHIGAN REGENTS COMMUNICATION" should be centered at the top of the page.

A one inch margin should be used (see examples). The communications should not be stapled.

If using a paper clip/binder clip please use a coated paper clip or put a piece of paper between the paper clip/binder- clip and the communication. Uncoated paper clips and binder- clips can leave marks on the paper.

If the curriculum vitae is more than two pages long, please submit in double-sided format.

Who needs to sign the communication?

On the Ann Arbor campus, academic personnel actions are recommended by the Dean or the Vice President for Research and are endorsed by the Provost and Executive Vice President for Academic Affairs.

On the Dearborn campus, academic personnel actions are signed by the Chancellor.

On the Flint campus, academic personnel actions are recommended by the Dean and are endorsed by the Provost and the Chancellor.

When a faculty member is recommended for a joint appointment, courtesy signature(s) must also be obtained from the dean(s) of the school/college where the recommended faculty member holds a Regentally approved appointment. The courtesy signature line(s) should appear below the signature line of the Dean recommending the appointment.

Personnel communications recommended for academic administrators in Student Affairs are signed by the Vice President for Student Affairs.

Personnel communications recommended for academic administrators in Business Operations are signed by the Executive Vice President and Chief Financial Operations.

When does a communication need to be submitted?

The Regents only approve academic personnel transactions at their regular monthly meetings. The Regents meet once per month September through July for a total of 11 times per year (see Section N, for meeting dates and deadlines).

The Regents do not meet in August; however, the President and the Provost and Executive Vice President for Academic Affairs request permission from the Regents to grant interim approval of personnel actions during the month of August to complete staffing needs for the fall term. Actions that receive interim approval shall be reported to the Regent's at their September meeting.

In order to obtain approval of an academic personnel transaction at the monthly Regents' meeting, the communication and accompanying documents must be submitted to Academic Human Resources for review and approval. It is recommended that you submit communications to Academic Human Resources via e-mail or fax before obtaining signatures, since changes may be necessary before the communication can be submitted for Regental approval. Due to the limited time involved each month, there are no exceptions to the meeting deadlines stated in this guide.

All personnel actions must be approved by the Regent's before the effective date of the appointment. For example: a faculty member who has been appointed as chair on September 1, must be approved before the effective date of the appointment. If this is not possible due to specific circumstances, a late memo addressed to the Provost (Ann Arbor campus only) from the Dean needs to be submitted with the communication explaining why the communication has been submitted to the Regents after the effective date of the appointment. However, units/preparers should make every effort to process communications in a timely fashion.

To whom should I send my communications?

After obtaining the necessary approvals, the school/college or office initiating the action needs to send the communication to Academic Human Resources for approval. After Academic Human Resources has approved the communication you should obtain all required signatures (except for the Provost and Executive Vice President for Academic Affairs [Ann Arbor campus]), and submit the original communication, with one copy, and any other required documentation to Academic Human Resources for processing.

Academic Human Resources reviews all personnel action request for all three campuses. They are responsible for preparing the personnel section of the Regent's monthly agenda, and submitting all to the office of the Secretary of the University for inclusion in the Regents' agenda.

How do I make a correction to a Regents Communication?

If a previously submitted communication needs to be corrected due to an error, a new communication will need to be submitted to correct the error in all of the appropriate affected areas.

Differences between Academic Administrative and Professional Administrative Appointments

An Academic Administrative Appointment is used if:

  • Titles that require Regental communications have not changed

  • The type of appointment that is created in the HR system is determined by the Individual filling the position and

  • The person also holds a regular (or clinical) instructional position(s)

A Professional Administrative Appointment is used if:

  • The person does not hold a regular (or clinical) instructional position(s).

If you have additional questions, please contact Academic Human Resources or call (734) 763-8938.

Endowed Positions (Professorship)

See this PDF for the amount needed to create an endowed position

Regent Communication Examples

The following Regent communication examples are examples of the most frequently submitted communications for Regental approval. If you do not see an example that pertains to your situation please contact Academic Human Resources or call (734) 763-8938.

More examples are available here

Regent Meetings and Deadlines

The attached memorandum from Academic Human Resources is mailed each year to all of the Chancellor’s, Dean’s, Directors, Department Head’s, and Regent Communication Preparers the first week of September. Please be sure to update your manual each time you receive this memorandum to be sure you have the most current Regent meetings’ schedule and deadlines.

Academic Personnel Regents Communications Frequently Asked Questions

How important is the wording of the Action Request portion of the communication? Do I need to use specific wording or may I merely state what I want to accomplish with this communication?

The wording is important. Each communication is categorized by the type of Action Request that is stated and noted in the Regents' meeting agenda. The wording used in the examples listed in Section M, Attachment II, should be used.

Where can I find the "Official Name" of a faculty member?

The "Official Name" is the name as noted in M-Pathways (which can be accessed through Wolverine Access). The name printed on the submittal form is the "Official Name" used by the university.

What titles should I list on the communication under "Current Title(s)"? Some faculty have many titles including clinical and research.

List only those titles that are Regentally approved. These are basically the instructional and academic administrative (professional) titles. Clinical and Research titles are not Regentally approved.

Can we request the establishment of a titled Professorship and approval of an appointment of a faculty member to that Professorship at the same Regent's meeting?

No. We cannot assume that the Regent's will approve the establishment of the Professorship. The Professorship should be approved before appointing a faculty member to the title.

Do I always need to get the signature of the other school/college's Dean when I make a change in the appointment of a faculty member with a joint appointment?

Yes, as a courtesy to the other School/College's Dean.

How do I place a faculty member into an "Endowed Professorship"?

A Regent communication appointing the faculty member to the Professorship will need to be submitted.

How do I change a named Professorship if it is part of a Promotion?

First the promotion would need to go through the normal course of action. If the Faculty member's promotion is approved at the May Regents meeting, a communication may be sent forward to the Regent's changing the name of the Professorship, with an effective date of September 1 (it cannot be changed before the faculty members new appointment effective date.)

How do I extend a "without salary" and tenure appointment? If the Faculty member also holds a "funded" and tenured appointment?

We do need a Regent Communication for extending a "without salary" and tenure appointment when the faculty member also holds a funded tenure appointment.

What is the difference between a "Professor of" and a "Professor in"?

"Professor of" is used for the discipline and "Professor in" is used for the department. For example: A professor of Obstetrics who teaches in the Department of Obstetrics and Gynecology.

What if someone who is being promoted had a name change (e.g. marriage, divorce). Should the communication indicate the new name and should we put the old name on the communication for tracking purposes only?

Yes, you would need to use the new name, but the old name would still need to be indicated in brackets after the new name in the Action Request section of the communication.

Can a new faculty member with a 12 month appointment start at any time?

Yes.

What are the appointment effective dates for a UYR Professor:

UYR Professors start either September 1, or January 1.

Retirement Memoirs can be confusing. Are there any written guidelines I can use?

Yes. Here is the information regarding Retirement Memoirs.

You can also find an example in the examples section of this guide.

I have a communication that I need to submit but it is late. The appointment effective date has already passed, can I still submit the communication and what do I need to do to explain why it is being submitted late?

You can submit the communication, but a memo to the Provost is required to explain why the communication is being submitted to the Regents after the appointment is already in effect. Please note: Every effort should be made to submit all communications in a timely fashion before the effective date of the appointment. See example in the examples section of this guide.

We have a faculty member with a joint appointment in another School/College. They are coming up for a tenure review in our School/College, but their review in the other School/College is not scheduled until the next year. What can we do to make these reviews take place at the same time so the potential promotions could be congruent?

You should communicate with the other School/College as soon as possible to suggest/coordinate the reviews take place in the same year.

Can you explain the difference between all of the different Professorships?

There are several different kinds of Professorships, most are listed below.

  • Endowed - This has to have a dollar amount of $2 million or more, with at least half of the amount in hand prior to the approval of the Professorship. This comes with a stipend to the Faculty member who is given the Professorship.
  • Un-Endowed - These can be used for retention purposes. The Provost's Office has a number of these available and a Dean may request to have one transferred to their School/College, who name it and any money associated with the Professorship will come from School/College resources.”
  • Collegiate - These are funded by donors and are in the sum of $500K. These professorships are named after a faculty member that is no longer with the University.
  • Named Visiting Professorship.
  • University Professorships - There is a committee in Rackham that receives nominations from Schools/Colleges. Once a year the committee nominates a Faculty member to receive one of these Professorships which they can then take with them into their retirement. These Professorships are given to Elite Faculty members of the university only.